Before evolving into a multifaceted financial industry consultant, our firm laid the foundations for its highly acclaimed Compliance, Anti-Money Laundering, and Risk Management outsourcing and/or support services.
Our senior members’ experience in these operational functions extends beyond the introduction of Markets in Financial Instruments Directive (MiFID) in 2007, the Directive on the Prevention of the Use of the Financial System for the Purpose of Money Laundering and Terrorist Financing (3rd AML Directive) in 2005, and the Payment Services Directive (PSD) in 2007, and will continue well into MiFID II, the 4th AML Directive and PSD2.
Our track record, and by extension that of our clients, of zero regulatory fines or reprimands, attests to our deep knowledge and expertise, as well as our caretaking ability and handling of critical issues that may arise before leading to potentially irreparable outcomes.
Compliance is the bookends that hold regulated operations tightly packed within the confines of...
An extremely critical function at the top of regulatory supervision. Regulatory authorities...
Risk Management may be slightly overlooked by authorities when compared to the other critical...
A strong internal audit function is paramount to every regulated company that wishes to validate...